© 2020 by Global Compliance Risk Management Corporation

About.

Since our inception, Global Compliance Risk Management Corp. has been totally
focused on building a strategic, risk management practice.

Global Compliance Risk Management Corp., is a strategic advisory and compliance risk management firm that offers financial market participants a comprehensive methodology for analyzing, addressing, and resolving compliance risks while providing tactical solutions that support business growth.

Yvonne I. Pytlik

Managing Partner - Regulatory Compliance Consulting

Ms. Pytlik is a recognized ERM and compliance industry expert focusing on the Dodd-Frank Wall Street Reform and Consumer Protection Act. Ms. Pytlik serves on the Board of Governors and Executive Committee at RMA NYC. She has been leading the Regulatory Program with distinguished Senior Regulatory Leadership from FRBNY, SEC, FINRA and Senior Industry Practitioners: "Senior Leadership Perspectives on Evolving Risks & Regulatory Expectation"
 

Yvonne I. Pytlik is a senior executive and one of industry's most highly sought after strategists in compliance risk management for financial institutions. She was previously Deputy Head of Global Compliance, Risk Management, and Strategic Planning at Deutsche Bank AG. Ms. Pytlik was responsible for global compliance risk management across all business lines, including capital markets, investment banking, asset management, and pwm. During her tenure at DB, Ms. Pytlik made numerous significant contributions to the firm's overall compliance organization, including the development and implementation of global compliance risk management functions. She was also responsible for the development and implementation of DB's highly praised Chief Compliance Officer Program Oversight initiatives.
2014 Top CCO Rank

George Mandl

Managing Director – Broker Dealer Compliance Consulting

George is a financial services compliance executive with a diverse regulatory and securities    industry background within Global and Domestic Institutional, Retail, Fintech/Trading and Regulatory organizations including HSBC Securities (USA) Inc., MUFG Securities Americas Inc., Investment Technology Group (now part of VIRTU Financial Inc.), Nomura Securities International, Inc., Gruntal & Co and the American Stock Exchange.  Throughout his career, George has developed and implemented initiatives to improve compliance processes and guided adherence to regulatory requirements, while continually seeking to enhance compliance programs.  George is recognized for his leadership and knowledge in compliance and regulation based on his years of diverse experience in the securities industry.  He is keen on innovative solutions, exploiting technology solutions to achieve improved compliance and supervisory controls.  He has been an active member in the compliance and regulatory community serving on SIFMA’s Compliance and Regulatory Practice Committee as well as the Technology and Regulation Committee.  George was Chair of FINRA’s District 10 (NY) Committee and served on the Securities Industry/Regulatory - Council on Continuing Education.  He has been a SIFMA member since 1987 and has been a panelist in various workshops including the FINRA Annual Conference.  George holds FINRA/NFA licenses: SIE, 3, 4, 7, 8, 14, 24, 57, 63, 99 and 79.